Compliance Officer

Clarence serves as the Compliance Manager and is responsible for overseeing certain compliance procedures as they pertain to the firm's policies as well as NFA rules and regulations. Mr. Morson began his career in the financial industry in 1982 and with over 25 plus years in Operations and Compliance became Vice President with several Broker Dealer firms.

Mr. Morson is also Registered Principal with FINRA and a graduate of Johnson and Wales College with a BA in Computer Systems Management.